FCA Authorisation for Asset Managers – Key Issues, Challenges, and Solutions

Are you looking to become an authorised Investment firm? Looking to undertake investment management, advice or arranging under the FCA regulatory framework? Understanding and successfully completing the FCA's authorisation process can be complex, challenging, and time-consuming without the right guidance.

Join our webinar, designed specifically for prospective Investment firms seeking FCA authorisation. fscom Asset Management's leading experts, Charles McGillvray and Andrew Sherski, will break down the authorisation process, highlighting critical areas including regulatory expectations, common pitfalls, and effective strategies to overcome challenges. Through real-world case studies and examples from clients we've successfully guided through the authorisation process, you'll gain practical insights and learn how to position your application for success.

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In this webinar, you will learn:

• A clear overview of the FCA authorisation journey for Investment firms
• Key regulatory requirements and expectations from the FCA
• Key documentation requirements
• Common mistakes that can delay or compromise authorisation
• Practical tips and actionable advice to streamline your authorisation process
• How to prepare for and effectively manage FCA interactions

📅Date: Thursday 08 May 2025

🕐Time: 12:00pm - 1:00pm

📍Location: Online

Take this opportunity to demystify the FCA authorisation process and ensure your journey to becoming an authorised asset manager is smooth, efficient, and successful.

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Reserve your place today and step forward confidently towards FCA authorisation!