Key lessons learned on SMF16

Join us for a 60-minute webinar where seasoned compliance leaders will share the key lessons they've learned from years of serving as SMF16s in Asset Management firms. With decades of combined experience navigating regulatory expectations, driving cultural change, and managing real-world challenges, our speakers will provide practical insights that go beyond theory and the FCA Handbook.

Whether you are currently in a compliance leadership role or aspiring to step into one, this session will be perfect for you if you’re looking to sharpen your edge and stay future-ready.

Host: Maja Marszalek, Head of Asset Management

Moderator: Saiful Khan, Senior Manager

Panelists

·      Andrew Hicks, Director

·      Kevin Farrell, Associate Director

·      Catharine Hex-Candy, Senior Manager

What you’ll learn:

Our expert panel will explore:

·      Real-world insights for meeting regulatory expectations

·      How SMF16 role has evolved

·      Balancing act: effective oversight vs. day-to-day operational demands

·      Avoiding common pitfalls that trip up even the most experienced leaders

·      Looking ahead: emerging trends and where the FCA is turning its focus

📅Date: Tuesday 24 June 2025

🕐Time: 12:00pm - 1:00pm

📍Location: Online

Who should attend?

This session is designed for:

·      Compliance Officers

·      MLROs

·      Heads of Risk

·      Senior Managers and Directors in regulated firms

·      Anyone preparing for or currently holding SMF roles