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6 months ago
Replay

Navigating the FCA’s safeguarding consultation: a CASS approach?

About

The Financial Conduct Authority's (FCA) consultation is looming, we discuss why some of our mutual customers are proactively enhancing their safeguarding controls. Start thinking ahead now to streamline your operations and align with the expected forthcoming guidelines. Join us for an insightful webinar where we'll decode the jargon around safeguarding and the Client Assets Sourcebook (CASS), navigate prescriptive rules, and explore practical challenges. Gain valuable insights through real-life case studies, learn the importance of automation in reconciliation, and discover best practices for safeguarding audits. Don't miss this opportunity to optimise your processes, enhance compliance, and future-proof your operations.

Speakers

Heather O'Gorman

Heather O'Gorman

Associate Director @ fscom

David Norton

David Norton

Senior Manager @ fscom

Paul Wood

Paul Wood

COO @ Grath

Kristian Davies

Kristian Davies

Head of Customer Success @ Grath